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    Seismic site response, liquefaction-induced lateral spreading and impact of seasonal frost on pile foundations in cold regions

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    Author
    Zhao, Yue
    Chair
    Yang, Zhaohui (Joey)
    Ahn, Il-Sang
    Committee
    Dutta, Utpal
    Shur, Yuri
    Keyword
    Permafrost
    Interior Alaska
    Northway Airport
    Tok
    Slana River
    Soil mechanics
    Earthquake hazard analysis
    Metadata
    Show full item record
    URI
    http://hdl.handle.net/11122/15695
    Abstract
    Permafrost sites are experiencing significant changes due to anthropogenic activities and climate change, leading to substantial variations in soil dynamic properties and increased seismic risks. The associated geohazards, including differential settlement, slope instability, and liquefaction of degraded, unconsolidated materials in seismically active warm permafrost regions, pose substantial threats to the built infrastructure. This study aims to assess the seismic site response of warm permafrost sites and analyze the impact of seasonal frost on liquefaction-induced lateral spreading and pile foundation behavior in cold regions. Northway Airport, Alaska, was used as the study site to characterize permafrost conditions, while the Slana River site and the newly constructed bridge along the Tok Cut-Off were selected as the prototype for investigating liquefaction-induced lateral spread and its impact on pile foundations. Geophysical testing methods, including Multichannel Analysis of Surface Waves (MASW), Horizontal-to-Vertical Spectra Ratio (HVSR) method of ambient noise, and Electrical Resistivity Tomography (ERT), were used to map the shear wave velocity profiles. A one-dimensional equivalent linear analysis assesses site response across multiple seismic hazard levels, accounting for frozen and thawed conditions. Meanwhile, a three-dimensional finite element modeling approach, i.e., OpenSees, simulates ground liquefaction and the interactions between pile foundations and liquefiable soils under varying conditions of seasonal frost depth and soil properties. The results from this study show that, in degraded permafrost areas, changes in shear wave velocity (Vs) due to thawing significantly influence ground motion characteristics during seismic events. Seasonal frost depth and soil permeability emerged as critical factors in affecting liquefaction-induced lateral ground spreading, with lower soil permeability and greater frost thickness increasing liquefaction susceptibility and resulting in a larger amount of ground lateral spread. Furthermore, this study demonstrates that seasonal frost can substantially reduce ground lateral spreading. However, it can also increase internal forces such as shear force and bending moment in bridge pile foundations and form additional plastic hinges, complicating the seismic design of deep foundations. These findings highlight the need to understand comprehensively permafrost degradation-induced changes in soil dynamic properties in cold regions. This study proposes a framework for assessing permafrost degradation's impact on the seismic site response. It offers new insights for engineers and policymakers to develop effective strategies for constructing and retrofitting resilient infrastructure and mitigating the hazards in seismically active cold regions.
    Description
    Thesis (Ph.D.) University of Alaska Fairbanks, 2024
    Table of Contents
    Chapter 1: Introduction. 1.1 Background -- 1.2 Research objectives -- 1.3 Methodology -- 1.4 Thesis organization -- 1.5 References. Chapter 2: Literature review -- 2.1 Permafrost -- 2.1.1 Permafrost in Alaska -- 2.1.2 Climate change in Alaska -- 2.1.3 Permafrost warming -- 2.1.4 Permafrost degradation -- 2.1.5 Impact of degrading permafrost on the built infrastructure in seismic regions 2.2 Seismic site response -- 2.2.1 Factors affecting ground motion -- 2.2.2 Analysis methods for seismic site response -- 2.2.3 Dynamic properties of frozen soil -- 2.2.3 Effects of frozen soil on the seismic site response -- 2.3 Seismic hazards in degraded permafrost areas -- 2.3.2 Liquefaction and induced lateral spreading in unfrozen ground -- 2.3.3 Liquefaction-induced lateral spreading in frozen ground -- 2.3.4 Methods for soil-structure interactions -- 2.3.5 Impact on the pile foundations -- 2.4 References. Chapter 3: Characterization of warm permafrost site and its seismic site response -- 3.1 Study site -- 3.2 Permafrost degradation -- 3.3 Analytical methods -- 3.3.1 Multichannel Analysis of Surface Waves (MASW) -- 3.3.2 HVSR method of ambient noise -- Electrical Resistivity Tomography (ERT) -- 3.4 Results for joint inversion of MASW and HVSR method -- 3.4.1 Joint inversion results -- 3.4.2 Vs profile validation -- 3.4.3 Relationship between Vs and density -- 3.5 1-D site response analyses in degraded permafrost -- 3.5.1 Site response modeling technique -- 3.5.2 Vs reduction due to thawing -- 3.5.3 Vs profiles from the joint inversion -- 3.5.4 Dynamic properties of the soil -- 3.5.5 Seismic hazard levels and selection of hazard-consistent ground motions -- 3.5.6 Model calibration -- 3.5.7 Comparison of transfer functions for sites with increasing permafrost degradation -- 3.5.8 Maximum shear strain and shear modulus -- 3.7 Sensitivity test -- 3.7.1 Sensitivity to the shear wave velocity -- 3.7.2 Sensitivity to the shear modulus reduction -- 3.7.3 Sensitivity to the damping ratio -- 3.7.4 Sensitivty to the seasonal frost -- 3.8 Summary -- 3.9 References. Chapter 4: Seasonal frost impact in liquefaction-induced lateral spreading -- 4.1 Study site -- 4.2 Soil information -- 4.3 Finite element modeling -- 4.3.1 Modeling platform -- 4.3.2 Soil profiles -- 4.3.2 Soil profiles -- 4.3.3 Constitutive model for soil liquefaction -- 4.3.4 Mesh effects -- 4.3.5 Model calibration -- 4.4 Seasonal frost depth impact -- 4.4.1 Excess pore pressure ratio -- 4.4.2 Shear stress-strain behavior -- 4.4.3 Ground lateral displacement -- 4.5 Sensitivity to permeability -- 4.5.1 Sensitivity to permeability of gravelly fill with silt -- 4.5.2 Sensitivity to permeability of liquefiable medium sand - summer months -- 4.5.3 Sensitivity to permeability of medium sand - winter months -- 4.6 Sensitivity to shear wave velocity -- 4.7 Sensitivity to slope angle -- 4.7.1 Excess pore pressure ratio -- 4.7.2 Ground lateral displacement -- 4.8 Summary -- 4.9 References. Chapter 5: Impact of liquefaction-induced lateral spreading on pile foundations -- 5.1 Finite element model of the soil-pile system -- 5.1.1 Study site -- 5.1.2 Soil profiles and pile foundation -- 5.1.2 Modeling platform -- 5.1.3 Mesh effects -- 5.2 Pile configuration -- 5.2.1 Pile properties in OpenSeesPL -- 5.2.2 Cross-section and moment-curvature relationships of piles -- 5.3 Model calibration -- 5.4 Pile size impact -- 5.4.1 Without seasonal frost depth -- 5.4.2 With 3-m seasonal frost depth -- 5.5 Seasonal frost thickness impact -- 5.5.1 Ground surface lateral displacement -- 5.5.2 Pile response for cases with varying seasonal frost thicknesses -- 5.6 Sensitivity test -- 5.6.1 Sensitivity to frozen soils' shear modulus -- 5.6.2 Sensitivity to frozen soils' apparent cohesion -- 5.7 Summary -- 5.8 References. Chapter 6: Conclusions and future studies -- 6.1 Conclusions -- 6.2 Future studies.
    Date
    2024-12
    Type
    Dissertation
    Collections
    Engineering

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